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EDUCATION

University of Missouri

  • PhD Finance, May 2011 (anticipated)
  • Juris Doctorate, May 2007
  • MBA, May 2007

Brigham Young University

  • BS, Electrical and Computer Engineering 1990

 

United States Army Military Intelligence School

  • Electronic Warfare and Countermeasures, 1980

FORTHCOMING PAPERS

  • European Corporate Governance Codes: An Empirical Analysis of their Content, Variability and Convergence (with Stephen Ferris, Armin Kammel and Gregory Noronha) European Financial Management, forthcoming
  • Brockman, Paul and Cicon, James (2009). Impact of Hard and Soft Information on Trading Volume. In Gregoriou, G.N. (ed.), Handbook of Trading. McGraw-Hill, NY

PAPERS UNDER REVIEW

  • Managerial Expectations and the Performance of Acquiring Firms: The Contribution of Soft Data (with Jonathon Clarke, Steve Ferris, and Narayanan Jayaraman)
  • The Information Content of Management Earnings Forecasts: An Analysis of Hard versus Soft Data (with Paul Brockman)

WORKING PAPERS

  • IPO Underpricing and Soft Information (with Grant McQueen and Jim Brau)
  • Long Termism vs. Short Termism: A Textual Analysis of Annual Shareholder Letters (with Steve Ferris and Chris Groening)

PRESENTATIONS

  • Czech University, Prague, Czech Republic, 2010
  • European Financial Management Association Annual Meetings, 2010
  • Financial Management Association Annual Meetings, 2010
  • South Florida University, 2009
  • Financial Management Association Annual Meetings, 2009
  • Brigham Young University, 2009
  • Contracting and Organizations Research Institute, 2009
  • Financial Management Association Annual Meetings, 2008 

 

SELECTED COMPETITIVE RESEARCH AWARDS

  • Travel Award to Prague, Czech Republic, to present one of my papers on European Corporate Governance, 2010
  • Trulaske College of Business Top Student Researcher (cash prize), 2010
  • Summer Research Fellowship Grant, 2009
  • Summer Research Fellowship Grant, 2008
  • Integrated Functional Perspective Research Competition (substantial cash prize), 2005

 

TEACHING EXPERIENCE

Financial Management and Policy, University of Missouri, Winter 2008

  • Solo Instructor, responsible for all aspects of the class, including
  • Textbook selection and syllabus creation, lecture preparation and presentation, assignments, quizzes, exams

Portfolio Management, University of Missouri, Fall 2007

  • Solo Instructor, responsible for all aspects of the class, including
  • Textbook selection and syllabus creation, lecture preparation and presentation, assignments, quizzes, exams

Business Law, University of Missouri, 2004 - 2007

  • Taught five semesters of Business Law
  • Responsible for three lab sections per week, or about 100 students per week

INDUSTRY EXPERIENCE

Hewlett Packard: Inkjet Products Division, Vancouver WA.

  • Managed cross-functional & global new product development tasks. Regularly exercised significant independent judgment within broadly defined policies and practices to determine best methods for achieving mission objectives
  • Windows NT/XP kernel mode drivers: Wrote software to connect Windows to inkjet printers
  • PCI drivers: Wrote software to connect embedded operating systems to PCI hardware
  • NDIS drivers: Wrote software to connect embedded operating systems to local area networks
  • Provided mentoring and guidance to lower level employees

Prior Employment

Available on request.

MILITARY SERVICE AND CHURCH MISSION

Regular Army, Military Intelligence, Top Secret SCI Clearance 1978- 19833

  • Operated live missions on the Iron Curtain and in occupied Berlin

 

Church Mission: The Church of Jesus Christ of Latter Day Saints

  • Worked in Vienna, Austria. Speak fluent German.

OTHER NON-FINANCE PUBLICATIONS

  • Cable Reflectometer (time domain reflectometry) Electronics Now, December 1996
  • Magnetic Levitation, Popular Electronics, May 1996
  • A Telephone Company in a Shoe Box, Electronics Now, September 1995
  • Poor Man's Radio Transmitter, Popular Electronics, November 1995

REFERENCES

Available on request

 
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